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Katherine Petrelli Of LPL Financial And National Wealth Management Group Has A Customer Complaint For Alleged Broker Misconduct

Who is Katherine Petrelli of LPL Financial?

Katherine Petrelli (CRD #4364419) who is currently registered with LPL Financial, National Wealth Management Group and located in Ormond Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Katherine Petrelli Customer Complaint

Katherine Petrelli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that he instructed on June 3, 2020 that his account be sold if its value dropped to $487,500, and that these instructions were not followed. Customer sought compensation in losses after account declined further in value.  Katherine Petrelli’s customer complaint was settled in favor of the investors.

Katherine Petrelli Red Flags & Your Rights As An Investor

Of course, Katherine Petrelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Petrelli at LPL Financial and National Wealth Management Group on alert to review carefully the activity and performance of their accounts and question whether Katherine Petrelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and National Wealth Management Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Katherine Petrelli

If you have questions about LPL Financial, National Wealth Management Group, and/or Katherine Petrelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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