DID KA KI KENNETH LEUNG CAUSE YOU INVESTMENT LOSSES?
Ka Leung Of Raymond James Financial Services, Millar Financial Group And Formerly With Millar Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Ka Leung of Raymond James Financial Services?
Ka Leung (CRD #5294353) who is currently registered with Raymond James Financial Services and located in Fremont, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Millar Financial Group, Ka Leung was associated with Millar Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Ka Leung Customer Complaint
Ka Leung has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant, co-trustee of a family trust with her ex-husband, alleged that Ka Leung should have prevented ex-husband from making withdrawals from account. The customer complaint filed against Ka Leung’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Ka Leung Red Flags & Your Rights As An Investor
Of course, Ka Leung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ka Leung at Raymond James Financial Services, Millar Financial Group, and Millar Financial on alert to review carefully the activity and performance of their accounts and question whether Ka Leung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Millar Financial Group, and Millar Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Ka Leung
If you have questions about Raymond James Financial Services, Millar Financial Group, Millar Financial, and/or Ka Leung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.