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Julie Cohen Of Mutual Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Julie Cohen of Mutual Securities, Inc.?

Julie Cohen (CRD #1424275) who is currently registered with Mutual Securities, Inc. and located in Camarillo, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Securities, Inc., Julie Cohen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Julie Cohen Customer Complaints

Julie Cohen has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints proceeded to arbitration and resulted in an arbitration award in favor of the investors in excess of $727,000. The other 2 customer disputes are pending in Federal Court in Denver, Colorado.

Allegations Against Julie Cohen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, negligence, misrepresentations and omissions, and violations of various FINRA rules, federal and state securities laws in all 3 customer disputes.

Julie Cohen Red Flags & Your Rights As An Investor

Of course, Julie Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Cohen at Mutual Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Julie Cohen

If you have questions about Mutual Securities, Inc. and/or Julie Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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