DID JOSEPHINE MASTILAK CAUSE YOU INVESTMENT LOSSES?
Josephine Mastilak of Stifel Nicolaus Company, Inc. And Formerly With Wells Fargo Clearing Services Has One Customer Complaint For Alleged Broker Misconduct
Who is Josephine Mastilak of Stifel Nicolaus Company, Inc.?
Josephine Mastilak (CRD #1064157) who is currently registered with Stifel Nicolaus Company, Inc. and located in Pittsburgh, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus Company, Josephine Mastilak was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Josephine Mastilak Customer Complaint
Josephine Mastilak has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges financial advisor sold to him an annuity for commission purposes and which includes an income rider that is inappropriate for the type of account client owns. Josephine Mastilak’s customer complaint was denied and the customers did not take any further action. On information and belief, the customer complaint has now been expunged from BrokerCheck records.
Josephine Mastilak Red Flags & Your Rights As An Investor
Of course, Josephine Mastilak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Josephine Mastilak at Stifel Nicolaus Company, Inc. and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Josephine Mastilak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus Company, Inc. and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stifel Nicolaus Company, Inc. Due To Josephine Mastilak
If you have questions about Stifel Nicolaus Company, Inc., Wells Fargo Clearing Services, and/or Josephine Mastilak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.