DID JOSEPH LEONARD SANDERS CAUSE YOU INVESTMENT LOSSES?
Joseph Sanders Of WestPark Capital And Formerly With Newport Coast Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Joseph Sanders of WestPark Capital?
Joseph Sanders (CRD #1177680) who is currently registered with WestPark Capitaland located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to WestPark Capital, Joseph Sanders was associated with Newport Coast Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Joseph Sanders Customer Complaints
Joseph Sanders has been the subject of at least 2 customer complaint that we know about, which was filed in the last year to recover investment losses. One customer complaint for unsuitability, breach of fiduciary duty, misrepresentation, and violation of the blue sky laws of Michigan was settled. The allegations made in the other FINRA reported customer complaint for investment losses were unsuitable recommendations, breach of fiduciary duty and misrepresentation. The other customer complaint was filed against Joseph Sanders’ current employer WestPark Capital for investment losses caused by the alleged misconduct is pending as of the date of this report.
Joseph Sanders Red Flags & Your Rights As An Investor
Of course, Joseph Sanders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Sanders at WestPark Capital and Newport Coast Securities on alert to review carefully the activity and performance of their accounts and question whether Joseph Sanders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at WestPark Capital and Newport Coast Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At WestPark Capital and Newport Coast Securities Due To Joseph Sanders
If you have questions about WestPark Capital, Newport Coast Securities, and/or Joseph Sanders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.