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Joseph Rozof Of Revere Securities And Formerly With Aegis Capital, Laidlaw & Company (UK) And National Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Joseph Rozof of Revere Securities?

Joseph Rozof (CRD #5274784) who is currently registered with Revere Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Revere Securities, Joseph Rozof was associated with Aegis Capital, Laidlaw & Company (UK), National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Joseph Rozof Customer Complaint

Joseph Rozof has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged unsuitable investment recommendations. Joseph Rozof’s customer complaint was settled in favor of the investors.

Joseph Rozof Red Flags & Your Rights As An Investor

Of course, Joseph Rozof did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Rozof at Revere Securities, Aegis Capital, Laidlaw & Company (UK), and National Securities on alert to review carefully the activity and performance of their accounts and question whether Joseph Rozof has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities, Aegis Capital, Laidlaw & Company (UK), and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Revere Securities Due To Joseph Rozof

If you have questions about Revere Securities, Aegis Capital, Laidlaw & Company (UK), National Securities, and/or Joseph Rozof and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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