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Joseph Menachem Hain with Noble Capital Markets, Inc.  Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Joseph M. Hain with Noble Capital Markets, Inc.?

Joseph Hain (CRD #4959092) who is currently registered with Joseph Hainand located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Noble Capital Markets, Inc., Joseph Hain was associated with Paulson Investment Company LLC and Aegis Capital Corp. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Paulson Investment Company, LLC Broker Misconduct

In his career, Joseph Hain has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both customer complaints filed against Joseph Hain’s current employer Paulson Investment Company, LLC for investment losses caused by his alleged misconduct.

Allegations Against Joseph Hain

The allegations made in both of the FINRA reported arbitration complaints about investment losses are that Joseph Hain made material misrepresentations concerning a private placement investment.

Joseph Hain Red Flags & Your Rights as An Investor

Of course, Joseph Hain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Joseph Hainat Noble Capital Markets, Inc., Paulson Investment Company LLC, and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Joseph Hain has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints about Joseph Hain at Paulson Investment Company LLC also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Noble Capital Markets, Inc. and Paulson Investment Company, LLC

If you have questions about Noble Capital Markets, Inc., Paulson Investment Company LLC, Aegis Capital Corp., and/or Joseph Hainand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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