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Joseph Gau Of Fairport Capital Inc. And Formerly With Key Investment Services LLC and Crito Capital LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Joseph Gau of Fairport Capital Inc.?

Joseph Gau (CRD #1592116) who is currently registered with Fairport Capital Inc. and located in Fairfield, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fairport Capital Inc., Joseph Gau was associated with Key Investment Services LLC, Crito Capital LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Joseph Gau Customer Complaint

Joseph Gau has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a switch of a variable annuity investment. Customer alleged she did not know she would lose her automatic 7% income rider step-up benefit if she were to take her required minimum distribution from the new variable in annuity contract. Fairport Capital denied the customer complaint and today, the customer is not taken any further action.

Joseph Gau Red Flags & Your Rights As An Investor

Of course, Joseph Gau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Gau at Fairport Capital Inc., Key Investment Services LLC and Crito Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Gau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fairport Capital Inc., Key Investment Services LLC and Crito Capital LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fairport Capital Inc. Due To Joseph Gau

If you have questions about Fairport Capital Inc., Key Investment Services LLC, Crito Capital LLC and/or Joseph Gau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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