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Joseph Fedorko, Jr Formerly With Laidlaw & Company (UK) Ltd. Has 18 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Fedorko, Jr of Laidlaw & Company (UK) Ltd.?

Joseph Fedorko, Jr (CRD #2007317) who was formerly registered with Laidlaw & Company (UK) Ltd. and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Laidlaw & Company (UK) Ltd., Joseph Fedorko, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Fedorko, Jr has had his own share of regulatory problems. Without admitting or denying the allegations, financial advisor consented to a 10 month suspension and $7500 fine for allegedly engaging in excessive and unsuitable trading strategy. He allegedly effected transactions in a customer’s account the resulted in approximately $1.1 million and trading losses while at the same time generating approximately $760,000 in commissions and markups for the firm and the financial advisor.

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Joseph Fedorko, Jr Customer Complaints

Joseph Fedorko, Jr. has been the subject of 18 customer complaints that we know about to recover investment losses. Two of the customer complaints that proceeded to arbitration resulted in arbitration awards in favor of the investors. Ten of the customer complaints were settled by the financial advisor’s employer’s in favor in the investors. The remaining 6 customer complaints were denied by the representative’s former employers and the customers took no further action.

Allegations Against Joseph Fedorko, Jr

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of investments has suitable for customer.
  • Excessive trading.
  • Unauthorized trading.
  • High pressure sales tactics and misrepresentation of facts related to investments.
  • Unsuitable investment recommendations.
  • Excessive and unsuitable trading.
  • Breach of fiduciary duty and negligence regarding margin and options trading.
  • Churning, unauthorized and unsuitable trading.

Joseph Fedorko, Jr Red Flags & Your Rights As An Investor

Of course, Joseph Fedorko, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Fedorko, Jr. at Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Joseph Fedorko, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Joseph Fedorko, Jr.

If you have questions about Laidlaw & Company (UK) Ltd. and/or Joseph Fedorko, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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