DID JONATHAN SARD CAUSE YOU INVESTMENT LOSSES?
Jonathan Sard Of Purshe Kaplan Sterling Investments, Sard Wealth Management Group And Formerly With Securities Service Network Has A Customer Complaint For Alleged Broker Misconduct
Who is Jonathan Sard of Purshe Kaplan Sterling Investments?
Jonathan Sard (CRD #2330785) who is currently registered with Purshe Kaplan Sterling Investments, Sard Wealth Management Group and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Sard Wealth Management Group, Jonathan Sard was associated with Securities Service Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jonathan Sard Customer Complaint
Jonathan Sard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable Investment in PFLEX (PIMCO Flexible Credit Income Fund) within an advisory account. Jonathan Sard’s customer complaint was denied and, to date, the customer has not taken any further action.
Jonathan Sard Red Flags & Your Rights As An Investor
Of course, Jonathan Sard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Sard at Purshe Kaplan Sterling Investments, Sard Wealth Management Group and Securities Service Network on alert to review carefully the activity and performance of their accounts and question whether Jonathan Sard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Sard Wealth Management Group and Securities Service Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Jonathan Sard
If you have questions about Purshe Kaplan Sterling Investments, Sard Wealth Management Group, Securities Service Network, and/or Jonathan Sard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.