DID JONATHAN BEN MIRER CAUSE YOU INVESTMENT LOSSES?
Jonathan Mirer Of Ameriprise Financial Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct
Who is Jonathan Mirer of Ameriprise Financial Services, LLC?
Jonathan Mirer (CRD #336638) who is currently registered with Ameriprise Financial Services, LLC and located in Henderson, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Jonathan Mirer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.Investment Losses? Let’s talk.
or, give us a ring at (800) 732-2889.
Jonathan Mirer Customer Complaints
Jonathan Mirer has been the subject of 8 customer complaints that we know about to recover investment losses. One of the customer complaints proceeded to arbitration and and resulted in an arbitration award in favor of the investor. The other 7 customer complaints were settled by Jonathan Mirer’s former employers in favor of the investors.
Allegations Against Jonathan Mirer
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Common law or statutory securities violations in connection with the equity transactions.
- Unauthorized trading.
- Unsuitable investment recommendations.
- Unsuitable recommendations of energy stocks.
- Overconcentration of clients portfolio in unsuitable investments.
Jonathan Mirer Red Flags & Your Rights As An Investor
Of course, Jonathan Mirer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Mirer at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Mirer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.Need Legal Help? Let’s talk.
or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jonathan Mirer
If you have questions about Ameriprise Financial Services, LLC and/or Jonathan Mirer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.