| Read Time: 2 minutes |


Johnny Yeung Formerly With Integral Financial And Integrity Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Johnny Yeung formerly with Integral Financial?

Johnny Yeung (CRD #2026161) who was formerly registered with Integral Financial and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Integral Financial, Johnny Yeung was associated with Integrity Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Johnny Yeung Customer Complaint

Johnny Yeung has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers claimed all the 3 accounts transactions were not suitable for them. They claimed they don’t know the transactions. In fact, firm provided the documents and had them sign the risk disclosure to prove they know the transactions and risk. Johnny Yeung’s customer complaint was settled in favor of the investors.

Johnny Yeung Red Flags & Your Rights As An Investor

Of course, Johnny Yeung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Yeung at Integral Financial and Integrity Securities on alert to review carefully the activity and performance of their accounts and question whether Johnny Yeung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Integral Financial and Integrity Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Integral Financial Due To Johnny Yeung

If you have questions about Integral Financial, Integrity Securities, and/or Johnny Yeung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars