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John Whitaker Of Tradition Securities And Derivatives And Formerly With Agency Trading Group Has A Customer Complaint For Alleged Broker Misconduct

Who is John Whitaker of Tradition Securities And Derivatives?

John Whitaker (CRD #4325772) who is currently registered with Tradition Securities And Derivatives and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Tradition Securities And Derivatives, John Whitaker was associated with Agency Trading Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

John Whitaker Customer Complaint

John Whitaker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were incorporated by reference to the third amended class action complaint in [REDACTED] v. Ryan R. Gilbertson, et al., Docket No. 1:16-cv-09727 (S.D.N.Y. Dec 16, 2016). The customer complaint filed against John Whitaker’s current employer Agency Trading Group for investment losses caused by the alleged misconduct is pending as of the date of this report.

John Whitaker Red Flags & Your Rights As An Investor

Of course, John Whitaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Whitaker at Tradition Securities And Derivatives and Agency Trading Group on alert to review carefully the activity and performance of their accounts and question whether John Whitaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Tradition Securities And Derivatives and Agency Trading Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Tradition Securities And Derivatives Due To John Whitaker

If you have questions about Tradition Securities And Derivatives, Agency Trading Group, and/or John Whitaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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