DID JOHN DAVID ROGERS CAUSE YOU INVESTMENT LOSSES?
John Rogers Formerly With Compass Securities And Mercer Allied Company Has A Customer Complaint For Alleged Broker Misconduct
Who is John Rogers formerly with Compass Securities?
John Rogers (CRD #4666002) who was formerly registered with Compass Securities and located in Braintree, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Compass Securities, John Rogers was associated with Mercer Allied Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
John Rogers Customer Complaint
John Rogers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were registered representative, John Rogers, did not fully disclose the fees associated with their variable annuity purchased and stated that clients would receive 6% for life. John Rogers’ customer complaint was denied and, to date, the customer has not taken any further action.
John Rogers Red Flags & Your Rights As An Investor
Of course, John Rogers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rogers at Compass Securities and Mercer Allied Company on alert to review carefully the activity and performance of their accounts and question whether John Rogers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Compass Securities and Mercer Allied Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Compass Securities Due To John Rogers
If you have questions about Compass Securities, Mercer Allied Company, and/or John Rogers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.