DID JOHN THOMSON KLEVENS CAUSE YOU INVESTMENT LOSSES?
John Klevens Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is John Klevens of Securities America?
John Klevens (CRD #2125586) who is currently registered with Securities America and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, John Klevens was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
John Klevens Customer Complaint
John Klevens has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were KMS Advisor filed a civil action against his former client alleging violations of an existing protection order that was granted by King County District Court. The former client filed a counter-claim against KMS Advisor which alleged breach of fiduciary duty and mismanagement of funds and demanded disgorgement of all fees and costs. John Klevens’ customer complaint was settled in favor of the investors.
John Klevens Red Flags & Your Rights As An Investor
Of course, John Klevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Klevens at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Klevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securities America Due To John Klevens
If you have questions about Securities America, KMS Financial Services, and/or John Klevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.