DID JEFFREY SCOTT KEMP CAUSE YOU INVESTMENT LOSSES?
Jeffrey Kemp Of Janney Montgomery Scott And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Jeffrey Kemp of Janney Montgomery Scott?
Jeffrey Kemp (CRD #2263257) who is currently registered with Janney Montgomery Scott and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Jeffrey Kemp was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jeffrey Kemp Customer Complaints
Jeffrey Kemp has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Kemp’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott and Morgan Stanley for investment losses caused by Jeffrey Kemp’s alleged misconduct.
Allegations Against Jeffrey Kemp
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleged Jeffrey Kemp’s made unsuitable investment recommendations with respect to equity and close end funds securities; and, unsuitable high yield securities while on margin.
- The client’s attorney alleged excessive trading by Jeffrey Kemp.
Jeffrey Kemp Red Flags & Your Rights As An Investor
Of course, Jeffrey Kemp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Kemp at Janney Montgomery Scott and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Kemp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Jeffrey Kemp
If you have questions about Janney Montgomery Scott, Morgan Stanley, and/or Jeffrey Kemp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...