DID JOHN THOMAS DEL MAURO CAUSE YOU INVESTMENT LOSSES?
John Del Mauro Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is John Del Mauro of Morgan Stanley?
John Del Mauro (CRD #5786389) who is currently registered with Morgan Stanley and located in Morganville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, John Del Mauro was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
John Del Mauro Customer Complaint
John Del Mauro has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, that the purchases of municipal bond funds in her managed account were misrepresented. Damages unspecified. John Del Mauro’s customer complaint was denied and, to date, the customer has not taken any further action.
John Del Mauro Red Flags & Your Rights As An Investor
Of course, John Del Mauro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Del Mauro at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Del Mauro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To John Del Mauro
If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or John Del Mauro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.