| Read Time: 2 minutes | Spartan Capital Securities Complaints |


John Cullen Of Spartan Capital Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is John Cullen of Spartan Capital Securities?

John Cullen (CRD #5062835) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations.

John Cullen Customer Complaints

John Cullen has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cullen’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by John Cullen’s alleged misconduct.

Allegations Against John Cullen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged John Cullen’s over concentration of certain investments in his account was an appropriate.
  • Misrepresentation and unsuitable recommendations by John Cullen.
  • John Cullen’s unsuitable investment recommendations and excessive trading.

John Cullen Red Flags & Your Rights As An Investor

Of course, John Cullen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cullen at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether John Cullen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To John Cullen

If you have questions about Spartan Capital Securities and/or John Cullen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars