| Read Time: 2 minutes |

DID JOHN EDWARD CASSANDRA CAUSE YOU INVESTMENT LOSSES?

John Cassandra Of Raymond James Financial Services, Raymond James Financial Services Advisors Has 3 Customer Complaints For Alleged Broker Misconduct

Who is John Cassandra of Raymond James Financial Services?

John Cassandra (CRD #4270866) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Boynton Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations.

John Cassandra Customer Complaints

John Cassandra has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cassandra’s 3 customer complaints were settled in favor of investors. One of John Cassandra’s customers’ complaints was denied and, to date, the customers have not taken any further action.

Allegations Against John Cassandra

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged unsuitable investment made by John Cassandra.
  • John Cassandra’s alleged violation of Florida Statutes Chapter 517; common law fraud; breach of fiduciary duty; negligence; breach of contract; fraud under Securities Exchange Act; and rescission under Section 29(b), Securities Exchange Act.
  • Alleged that the contingent deferred sales charge was not disclosed prior to surrendering his John Hancock Variable Annuity allegedly committed by John Cassandra.

John Cassandra Red Flags & Your Rights As An Investor

Of course, John Cassandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassandra at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Cassandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Cassandra

If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Cassandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...