| Read Time: 2 minutes |

DID JOHN DANIEL ARNDT CAUSE YOU INVESTMENT LOSSES?

John Arndt Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is John Arndt of Raymond James Financial Services?

John Arndt (CRD #5390741) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Overland Park, Kansas is a subject of one of our many securities industry sales practice abuse investigations.

John Arndt Customer Complaint

John Arndt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, failure to execute, negligent hiring, and violations of the conduct rules of FINRA. John Arndt’s customer complaint was settled in favor of the investors.

John Arndt Red Flags & Your Rights As An Investor

Of course, John Arndt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Arndt at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Arndt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Arndt

If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Arndt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...