DID JOE DAVID GAINER JR CAUSE YOU INVESTMENT LOSSES?
Joe Gainer, Jr. Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Joe Gainer, Jr. Customer Complaint
Joe Gainer, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended investment that was too aggressive considering the customer’s age. Wells Fargo advisors denied the customer complaint and to date, the customer is not taking any further action.
Joe Gainer, Jr. Red Flags & Your Rights As An Investor
Of course, Joe Gainer, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Gainer, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Gainer, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Joe Gainer, Jr.
If you have questions about Wells Fargo Clearing Services, LLC and/or Joe Gainer, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.