| Read Time: 2 minutes |

DID JIMMY YANG DRIGGERS CAUSE YOU INVESTMENT LOSSES?

Jimmy Driggers of Morgan Stanley Has 3 Customer Complaints for Alleged Broker Misconduct

Who is Jimmy Driggers of Morgan Stanley?

Jimmy Driggers (CRD #1359593) who is currently registered with Morgan Stanley and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Jimmy Driggers Customer Complaints

Jimmy Driggers has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jimmy Driggers’ 3 customer complaints was settled in favor of investors.

One of Jimmy Driggers’ customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Jimmy Driggers’ alleged misconduct.

Allegations Against Jimmy Driggers

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The claimant alleged, among other things unsuitability with respect to alternative investments recommended by Jimmy Driggers.
  • The client alleged that corporate bond purchases by Jimmy Driggers were unsuitable.
  • Claimant alleged that Jimmy Driggers assured him that his investment in Lehman Brothers Structured Notes would be safe and secure, and further alleges that the Lehman Brothers Structured Notes he purchased were misrepresented and unsuitable and that the risk of loss of principal was not properly disclosed to him.

Jimmy Driggers Red Flags & Your Rights as An Investor

Of course, Jimmy Driggers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Jimmy Driggers at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jimmy Driggers has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Morgan Stanley Due to Jimmy Driggers

If you have questions about Morgan Stanley and/or Jimmy Driggers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...