| Read Time: 2 minutes | National Securities Corp Complaints | Securian Financial Services Complaints |


Jesse Raines Of Securian Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jesse Raines of Securian Financial Services?

Jesse Raines (CRD #7097971) who is currently registered with Securian Financial Services and located in Huntingdon Valley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.

Jesse Raines Customer Complaints

Jesse Raines has been the subject of 2 customer complaints that we know about, which were filed in the last year to recover investment losses. One of Jesse Raines’ 2 customer complaints was settled in favor of investors. One of Jesse Raines’ customer complaints was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Allegations Against Jesse Raines

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged Jesse Raines misrepresented the Jackson National Variable contracts at the time of sale and felt they were not suitable for their needs.
  • Clients alleged they were not told about the surrender charges by Jesse Raines and the tax liability they would incur when they surrendered their contract.

Jesse Raines Red Flags & Your Rights As An Investor

Of course, Jesse Raines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesse Raines at Securian Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jesse Raines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Securian Financial Services Due To Jesse Raines

If you have questions about Securian Financial Services and/or Jesse Raines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars