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Jerry Romano Of Financial Northeastern Securities, Inc. And Formerly With Oppenheimer & Co. Inc. and David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Jerry Romano of Financial Northeastern Securities, Inc.?.

Jerry Romano

Jerry Romano (CRD #3240426) who is currently registered with Financial Northeastern Securities, Inc. and located in Fairfield, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Financial Northeastern Securities, Inc., Jerry Romano was associated with Oppenheimer & Co. Inc., David Lerner Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jerry Romano Customer Complaint

Jerry Romano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentations and omissions in breach of fiduciary duty related to private placement investment. The arbitration claim against David Lerner Associates is still pending.

Jerry Romano Red Flags & Your Rights As An Investor

Of course, Jerry Romano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Romano at Financial Northeastern Securities, Inc., Oppenheimer & Co. Inc. and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerry Romano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Financial Northeastern Securities, Inc., Oppenheimer & Co. Inc. and David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Financial Northeastern Securities, Inc. Due To Jerry Romano

If you have questions about Financial Northeastern Securities, Inc., Oppenheimer & Co. Inc., David Lerner Associates, Inc. and/or Jerry Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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