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Jeffrey Smith Of The O.N. Equity Sales Has A Customer Complaint For Alleged Broker Misconduct

Who is Jeffrey Smith of The O.N. Equity Sales?

Jeffrey Smith (CRD #5468272) who is currently registered with The O.N. Equity Sales and located in Bethalto, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

Jeffrey Smith Customer Complaint

Jeffrey Smith has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative provided incorrect information regarding living benefit rider. The customer complaint filed against Jeffrey Smith’s current employer The O.N. Equity Sales for investment losses caused by the alleged misconduct is pending as of the date of this report.

Jeffrey Smith Red Flags & Your Rights As An Investor

Of course, Jeffrey Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Smith at The O.N. Equity Sales on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The O.N. Equity Sales also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At The O.N. Equity Sales Due To Jeffrey Smith

If you have questions about The O.N. Equity Sales and/or Jeffrey Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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