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Jeffrey Miller Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jeffrey Miller of Ameriprise Financial Services?

Jeffrey Miller (CRD #2112508) who is currently registered with Ameriprise Financial Services and located in Danvers, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.

Jeffrey Miller Customer Complaints

Jeffrey Miller has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Jeffrey Miller’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Jeffrey Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleged Jeffrey Miller misinformed him about when and at what price his Active Portfolio and Select Separate accounts would be liquidated.
  • The clients have alleged that Jeffrey Miller did not follow their risk tolerance and recommended they invest in unsuitable investments. The clients also alleged that the advisor recommended they invest in multiple fund families to generate additional commission income. Finally, the clients claimed the advisor’s actions caused them to lose a significant amount of money.

Jeffrey Miller Red Flags & Your Rights As An Investor

Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jeffrey Miller

If you have questions about Ameriprise Financial Services and/or Jeffrey Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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