DID JEFFREY RAND MILLER CAUSE YOU INVESTMENT LOSSES?
Jeffrey Rand Miller Of American Portfolios Financial Services, Inc. And Formerly With 1st Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year
Who is Jeffrey R. Miller with American Portfolios Financial Services, Inc.?
Jeffrey Miller (CRD #5393445) who is currently registered with American Portfolios Financial Services, Inc. and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Jeffrey Miller was associated with First Allied Securities, Inc. and SII Investments, Inc., two brokerage firms with a history of customer complaints and securities industry regulatory problems.
First Allied Securities, Inc. Broker Misconduct
In his career, Jeffrey Miller has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of those customer complaints arose in connection with his employment at First Allied Securities, Inc. Both complaints are currently pending against Jeffrey Miller’s former employer First Allied Securities, Inc. for investment losses caused by his alleged misconduct.
Allegations Against Jeffrey Miller
A sample of the allegations made in the FINRA reported arbitration claim pending complaints for investment losses are as follows:
- Claimants allege their former registered representatives recommended alternative investments in the real estate sector that were not suitable for them and filed claims for misrepresentation, unsuitable recommendations, breach of fiduciary duty, breach of contract and negligence.
- Claimants allege their former representative recommended unsuitable private placement investments in a real estate sector in breach of his fiduciary duties, breach of contract and misrepresented.
Jeffrey Miller Red Flags & Your Rights As An Investor
Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at American Portfolios Financial Services, Inc., First Allied Securities, Inc. and SII Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. about Jeffrey Miller also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. And First Allied Securities, Inc.
If you have questions about American Portfolios Financial Services, Inc., First Allied Securities, Inc. and/or Jeffrey Miller and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.