DID JEFFREY ALAN MATHIS CAUSE YOU INVESTMENT LOSSES?
Jeffrey Alan Mathis of Next Financial Group, Inc. Has One Customer Complaint For Alleged Broker Misconduct
Who is Jeffrey A. Mathis of Next Financial Group, Inc.?
Jeffrey Mathis (CRD #4037942) who is currently registered with Next Financial Group, Inc. and located in Fayetteville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Next Financial Group, Inc., Jeffrey Mathis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jeffrey Mathis Customer Complaint
Jeffrey Mathis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the claimant alleges Jeffrey Mathis recommended claimant invest in an unsuitable, non-traded, registered direct participation program, United Development Funding III. The customer complaint filed against Next Financial Group, Inc. for investment losses caused by Jeffrey Mathis’ alleged misconduct is still pending.
Jeffrey Mathis Red Flags & Your Rights As An Investor
Of course, Jeffrey Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Mathis at Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Next Financial Group, Inc.
If you have questions about Next Financial Group, Inc. and/or Jeffrey Mathis and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.