DID JEFFREY A. HOLMES CAUSE YOU INVESTMENT LOSSES?
Jeffrey Holmes Of Packerland Brokerage Services And Formerly With B. Riley Wealth Management And Stifel Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct
Who is Jeffrey Holmes of Packerland Brokerage Services?
Jeffrey Holmes (CRD #3246857) who is currently registered with Packerland Brokerage Services and located in Plainfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Packerland Brokerage Services, Jeffrey Holmes was associated with B. Riley Wealth Management, Stifel Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Notwithstanding, his employer, B. Riley Wealth Management, terminated him for that alleged misconduct.
Jeffrey Holmes Customer Complaint
Jeffrey Holmes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were verbal complaint from client’s children followed by written complaint that alleged unsuitable liquidation of an annuity for an elderly client where proceeds were immediately invested in A Share mutual funds. Jeffrey Holmes’ customer complaint was denied and, to date, the customer has not taken any further action.
Jeffrey Holmes Red Flags & Your Rights As An Investor
Of course, Jeffrey Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Holmes at Packerland Brokerage Services, B. Riley Wealth Management and, Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Packerland Brokerage Services, B. Riley Wealth Management and, Stifel Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Packerland Brokerage Services Due To Jeffrey Holmes
If you have questions about Packerland Brokerage Services, B. Riley Wealth Management, Stifel Nicolaus & Company, and/or Jeffrey Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.