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Jeffrey Glusman Formerly With Suntrust Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jeffrey Glusman formerly with Suntrust Investment Services, Inc.?

Jeffrey Glusman (CRD #4427168) who was formerly registered with Suntrust Investment Services, Inc. and located in Jupiter, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Suntrust Investment Services, Inc., Jeffrey Glusman was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jeffrey Glusman Customer Complaints

Jeffrey Glusman has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors for $500,000 and $240,000.

Allegations Against Jeffrey Glusman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentations related to private loans.
  • Unsuitable investment recommendations and misrepresentation related to unapproved investments also known as “selling away.”

Jeffrey Glusman Red Flags & Your Rights As An Investor

Of course, Jeffrey Glusman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Glusman at Suntrust Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Glusman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Suntrust Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Suntrust Investment Services, Inc. Due To Jeffrey Glusman

If you have questions about Suntrust Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jeffrey Glusman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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