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Jatana Norris Formerly With Ameriprise Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Jatana Norris formerly with Ameriprise Financial Services, Inc.?

Jatana Norris CRD #2684863) who was formerly registered with Ameriprise Financial Services, Inc. and located in North, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Inc., Jatana Norris was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jatana Norris Customer Complaints

Jatana Norris has been the subject of 5 customer complaints that we know about to recover investment losses.  Two of the customer complaints were settled by Ameriprise far Financial Services in favor of the investors. The other 3 customer complaints were denied by Jantana Norris’s former employer and, to date, the customers have not taken any further action.

Allegations Against Jatana Norris

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable, risky investment recommendations involving variable annuities and REITs.
  • Failure to disclose illiquidity of non-traded REIT investment.
  • Unsuitable recommendations of non-traded REITs and non-traded business development company investments.
  • Mismanagement of funds.

Jatana Norris Red Flags & Your Rights As An Investor

Of course, Jatana Norris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jatana Norris at Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jatana Norris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Jatana Norris

If you have questions about Ameriprise Financial Services, Inc. and/or Jatana Norris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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