DID JAMES YOO CAUSE YOU INVESTMENT LOSSES?
James Yoo Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct
Who is James Yoo of Oppenheimer & Co.?
James Yoo (CRD #2427808) who is currently registered with Oppenheimer & Co. and located in Saddle Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
James Yoo Customer Complaint
James Yoo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments were made, and that purchases were made on margin without his authorization. James Yoo’s customer complaint was denied and, to date, the customer has not taken any further action.
James Yoo Red Flags & Your Rights As An Investor
Of course, James Yoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Yoo at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether James Yoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To James Yoo
If you have questions about Oppenheimer & Co. and/or James Yoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.