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James Unger Of MML Investors Services, LLC And Formerly With MSI Financial Services And NewSquare Capital Has A Customer Complaint For Alleged Broker Misconduct

Who is James Unger of MML Investors Services, LLC?

James Unger (CRD #1989966) who is currently registered with MML Investors Services, LLC and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, James Unger was associated with MSI Financial Services, NewSquare Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Unger Customer Complaint

James Unger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their variable life insurance policy was misrepresented by James Unger in terms of subaccount returns and premiums being sufficient to fund the policy and the subaccounts being invested into the agreed-upon asset allocations throughout the policy’s administration. The customer complaint filed against James Unger’s current employer New England Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

James Unger Red Flags & Your Rights As An Investor

Of course, James Unger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Unger at MML Investors Services, LLC, MSI Financial Services and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether James Unger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, MSI Financial Services and NewSquare Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Unger

If you have questions about MML Investors Services, LLC, MSI Financial Services, NewSquare Capital, and/or James Unger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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