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James Shelby of FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Shelby of FSC Securities Corporation?

James Shelby (CRD #1746062) who is currently registered with FSC Securities Corporation and located in Memphis, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.

James Shelby Customer Complaints

James Shelby has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Shelby’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against FSC Securities Corporation for investment losses caused by James Shelby’s alleged misconduct.

Allegations Against James Shelby

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants allege their accounts were over-concentrated in REIT’s and alternative investments by James Shelby.
  • Unsuitable recommendation of variable annuity product allegedly made by James Shelby.

James Shelby Red Flags & Your Rights As An Investor

Of course, James Shelby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Shelby at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Shelby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To James Shelby

If you have questions about FSC Securities Corporation and/or James Shelby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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