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James Alan Seijas formerly with Wells Fargo Clearing Services, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is James A. Seijas formerly with Wells Fargo Clearing Services, LLC?

James Seijas (CRD #2392901) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Short Hills, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, James Seijas was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Wells Fargo Clearing Services, LLC Broker Misconduct

In his career, James Seijashas been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. They are currently both pending against James Seijas’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by his alleged misconduct.

Allegations Against James Seijas  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The claimant alleges that the financial advisor recommended he invest in a fraudulent hedge fund.
  • Plaintiff alleges that James Seijas recommended and misrepresented an investment that turned out to be a Ponzi scheme.

James Seijas Red Flags & Your Rights as An Investor

Of course, James Seijas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Seijas at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Seijas has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Wells Fargo Clearing Services, LLC

If you have questions about Wells Fargo Clearing Services, LLC and/or James Seijas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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