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James Peters Of Centaurus Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Peters of Centaurus Financial?

James Peters (CRD #2665577) who is currently registered with Centaurus Financial and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations.

James Peters Customer Complaints

James Peters has been the subject of 2 customer complaints that we know about. Both of James Peters’ customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against James Peters

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged James Peters misrepresented information regarding the transfer of his annuity fund and IRA.
  • The customer alleged that James Peters mismanaged and misrepresented his variable annuity contract allegedly causing a financial loss and a lapse in contract benefits.

James Peters Red Flags & Your Rights As An Investor

Of course, James Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Peters at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether James Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Centaurus Financial Due To James Peters

If you have questions about Centaurus Financial and/or James Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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