| Read Time: 2 minutes |


James Merklinghaus Formerly With CoreCap Investments Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Merklinghaus formerly with CoreCap Investments?

James Merklinghaus (CRD #1446224) who was formerly registered with CoreCap Investments and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations.

James Merklinghaus Customer Complaints

James Merklinghaus has been the subject of 2 customer complaints that we know about. Both of James Merklinghaus’ customers complaints were denied and, to date, the customers have not taken any further action.

Allegations Against James Merklinghaus

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged he was unaware he was buying an annuity from James Merklinghaus.
  • Customer alleged that he was not informed by James Merklinghaus of a 14 year surrender period of an annuity he purchased when he was 83 years old.

James Merklinghaus Red Flags & Your Rights As An Investor

Of course, James Merklinghaus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Merklinghaus at CoreCap Investments on alert to review carefully the activity and performance of their accounts and question whether James Merklinghaus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CoreCap Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At CoreCap Investments Due To James Merklinghaus

If you have questions about CoreCap Investments and/or James Merklinghaus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars