DID JAMES GERALD LEWIS CAUSE YOU INVESTMENT LOSSES?
James Lewis Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is James Lewis of Equitable Advisors, LLC?
James Lewis (CRD #6179013) who is currently registered with Equitable Advisors, LLC and located in Mishawaka, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, James Lewis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Lewis Customer Complaint
James Lewis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for allegedly misrepresenting the sale of fixed annuities that were funded with previously owned variable annuities. The customer complaint was denied by AXA Advisors and it appears no the further action was taken by the customer.
James Lewis Red Flags & Your Rights As An Investor
Of course, James Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lewis at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether James Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To James Lewis
If you have questions about Equitable Advisors, LLC and/or James Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.