DID JAMES RUSSELL HASELTON CAUSE YOU INVESTMENT LOSSES?
James Russell Haselton of Edward Jones Has A Customer Complaint for Alleged Broker Misconduct
Who is James R. Haselton with Edward Jones?
James Haselton (CRD #2129114) who is currently registered with Edward Jones and located in Franklin, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Edward Jones, James Haselton was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Haselton Customer Complaint
In his career, James Haselton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were a claimant making allegations regarding recommendations to transfer certain assets from commission to fee-based accounts.
There is currently one pending customer complaint filed against James Haselton’s current employer Edward Jones for investment losses caused by his alleged misconduct.
James Haselton Red Flags & Your Rights as an Investor
Of course, James Haselton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Haselton at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Haseltonhas engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at Edward Jones also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Edward Jones
If you have questions about Edward Jones and/or James Haselton and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.