DID JAMES MAURICE FARMER CAUSE YOU INVESTMENT LOSSES?
James Farmer of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct
Who is James Farmer of LPL Financial LLC?
James Farmer (CRD #1268068) who is currently registered with LPL Financial LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations.
James Farmer Customer Complaint
James Farmer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading in violation of the Power of Attorney agreement. James Farmer’s customer complaint was denied and the customer did not take any further action.
James Farmer Red Flags & Your Rights As An Investor
Of course, James Farmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Farmer at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Farmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Farmer
If you have questions about LPL Financial LLC and/or James Farmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.