DID JAMES EDWARD ELLIS CAUSE YOU INVESTMENT LOSSES?
James Ellis Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Ellis of Cambridge Investment Research, Inc.?
James Ellis (CRD #3211966) who is currently registered with Cambridge Investment Research, Inc. and located in Altoona, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., James Ellis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Ellis Customer Complaints
James Ellis has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints resettled by the brokerage firm in favor of the investors.
Allegations Against James Ellis
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Sale of alternative, illiquid and complex investment products rather than a traditional liquid and well diversified investment portfolio.
- Exposure to large concentration of in illiquid investments without fair and balanced disclosures.
James Ellis Red Flags & Your Rights As An Investor
Of course, James Ellis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ellis at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Ellis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To James Ellis
If you have questions about Cambridge Investment Research, Inc. and/or James Ellis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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