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James Robert Davenport of Sentinus-Halo Securities Has A Customer Complaint for Alleged Broker Misconduct in the Past Year

Who is James R. Davenport of Sentinus-Halo Securities?

James Davenport (CRD #5741283) who is currently registered with Sentinus-Halo Securities and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Sentinus-Halo Securities, James Davenport was associated with Ausdal Financial Partners and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Davenport Customer Complaint

In his career, James Davenport has been the subject of at least one customer complaint that we know about.  The allegations made in the FINRA reported customer complaint for investment losses were customer alleges unsuitable investment. 

There is currently one pending customer complaint filed against James Davenport’s former employer Ausdal Financial Partners for investment losses caused by his alleged misconduct.

James Davenport Red Flags & Your Rights as An Investor

Of course, James Davenport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Davenport at Sentinus-Halo Securities and Ausdal Financial Partners on alert to review carefully the activity and performance of their accounts and question whether James Davenport has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Sentinus-Halo Securities and Ausdal Financial Partners also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Sentinus-Halo Securities

If you have questions about Sentinus-Halo Securities, Ausdal Financial Partners, and/or James Davenport and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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