DID JAMES E. ABERNETHY CAUSE YOU INVESTMENT LOSSES?
James Abernethy Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is James Abernethy of UBS Financial Services?
James Abernethy (CRD #1821508) who is currently registered with UBS Financial Services and located in Winston-Salem, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.
James Abernethy Customer Complaint
James Abernethy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the registered representative recommended unsuitable investment strategies and mismanaged the overall client relationship, causing significant financial losses that were concealed. James Abernethy’s customer complaint was denied and today, the customers have not taken any further action.
James Abernethy Red Flags & Your Rights As An Investor
Of course, James Abernethy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Abernethy at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether James Abernethy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To James Abernethy
If you have questions about UBS Financial Services and/or James Abernethy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.