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Scott Whitmore Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Scott Whitmore of Morgan Stanley?

Scott Whitmore (CRD #2371641) who is currently registered with Morgan Stanley and located in Richmond, Virginia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Scott Whitmore was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Scott Whitmore Customer Complaints

Scott Whitmore has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Scott Whitmore’s employer Morgan Stanley and, to date, the customers have not taken any further action.

Allegations Against Scott Whitmore

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The financial advisor disregarded clients conservative risk parameters and failed to reduce the risk by selling stocks and clients managed account.
  • Failure to follow client’s instructions.

Scott Whitmore Red Flags & Your Rights As An Investor

Of course, Scott Whitmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Whitmore at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Scott Whitmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Scott Whitmore

If you have questions about Morgan Stanley and/or Scott Whitmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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