| Read Time: 2 minutes | Wells Fargo Advisors Complaints |


Irwin Davidson Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Irwin Davidson of Wells Fargo Clearing Services, LLC?

Irwin Davidson (CRD #3067529) who is currently registered with Wells Fargo Clearing Services, LLC and located in Westfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Irwin Davidson Customer Complaints

Irwin Davidson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Irwin Davidson’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Irwin Davidson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that Irwin Davidson did not recommend suitable securities to meet his conservative investment objectives. Client liquidated his securities and is requesting to be reimbursed for surrender penalties and tax liabilities.
  • Client complained that Irwin Davidson allegedly did not fully explain the investment choices for his grandchildren’s 529 accounts, which resulted in unsuitable investments.

Irwin Davidson Red Flags & Your Rights As An Investor

Of course, Irwin Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Irwin Davidson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Irwin Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Irwin Davidson

If you have questions about Wells Fargo Clearing Services, LLC and/or Irwin Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars