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Ian Cook Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Ian Cook of Equitable Advisors?

Ian Cook (CRD #4970473) who is currently registered with Equitable Advisors and located in Englewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Ian Cook Customer Complaints

Ian Cook has been the subject of 2 customer complaints that we know about. Both of Ian Cook’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Ian Cook

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Ian Cook made an unsuitable recommendation in advising the client to move his funds from variable annuities to two investment securities plans. The client also alleged the terms, benefits and charges associated with the annuities and the investment plans were not adequately disclosed.
  • Clients alleged they were never informed by Ian Cook of the ten year waiting period before they could receive the maximum income payments regarding their variable annuities.

Ian Cook Red Flags & Your Rights As An Investor

Of course, Ian Cook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Cook at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Ian Cook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Ian Cook

If you have questions about Equitable Advisors and/or Ian Cook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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