| Read Time: 2 minutes | LPL Financial Complaints |


Ian Baker Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Ian Baker of LPL Financial LLC?

Ian Baker (CRD #4018036) who is currently registered with LPL Financial LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Ian Baker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ian Baker Customer Complaint

Ian Baker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or allegedly making to unsuitable investments in the managed accounts. The FINRA arbitration claim was settled by LPL Financial in favor of the investor.

Ian Baker Red Flags & Your Rights As An Investor

Of course, Ian Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Baker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ian Baker

If you have questions about LPL Financial LLC and/or Ian Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars