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Herbert White Of Woodbury Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Herbert White of Woodbury Financial Services, Inc.?

Herbert White (CRD #3125223) who is currently registered with Woodbury Financial Services, Inc. and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Herbert White was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Herbert White Customer Complaints

Herbert White has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were denied by Herbert White’s current employer Woodberry Financial Services.

Allegations Against Herbert White

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentations and unsuitable investment recommendation of REIT investment.
  • Misrepresentation of the variable annuity investment.
  • Failure to supervise another representative in Herbert White’s branch office related to universal life Ins. policy.

Herbert White Red Flags & Your Rights As An Investor

Of course, Herbert White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert White at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Herbert White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Herbert White

If you have questions about Woodbury Financial Services, Inc. and/or Herbert White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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