DID HERBERT K. SMITH CAUSE YOU INVESTMENT LOSSES?
Herbert Smith Of Morgan Stanley And Formerly With Discern Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Herbert Smith of Morgan Stanley?
Herbert Smith (CRD #2914032) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Herbert Smith was associated with Discern Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Herbert Smith Customer Complaint
Herbert Smith has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Herbert Smith’s customer complaint was denied and, to date, the customer has not taken any further action.
Herbert Smith Red Flags & Your Rights As An Investor
Of course, Herbert Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert Smith at Morgan Stanley and Discern Securities on alert to review carefully the activity and performance of their accounts and question whether Herbert Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Discern Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Herbert Smith
If you have questions about Morgan Stanley, Discern Securities, and/or Herbert Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.