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DID HECTOR J. GONZALEZ CAUSE YOU INVESTMENT LOSSES?

Hector Gonzalez Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Hector Gonzalez of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Hector Gonzalez (CRD #5330726) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Guaynabo, Puerto Rico is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hector Gonzalez was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Hector Gonzalez Customer Complaints

Hector Gonzalez has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 of the customer complaints resettled by Merrill Lynch Pierce Fenner and Smith in favor of the investors.

Allegations Against Hector Gonzalez

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations and misrepresentations related to corporate debt.
  • Unsuitable investment recommendations related to Puerto Rico municipal bonds.

Hector Gonzalez Red Flags & Your Rights As An Investor

Of course, Hector Gonzalez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hector Gonzalez at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Hector Gonzalez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Hector Gonzalez

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Hector Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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